Assessment & Research

Evaluation of a records-review surveillance system used to determine the prevalence of autism spectrum disorders.

Avchen et al. (2011) · Journal of autism and developmental disorders 2011
★ The Verdict

Records-review surveillance gives a low, conservative ASD count—layer in early-intervention and university charts to catch the kids it misses.

✓ Read this if BCBAs who compile autism prevalence data for schools or health departments.
✗ Skip if Clinic-only BCBAs who diagnose each child individually and never touch population counts.

01Research in Context

01

What this study did

Avchen et al. (2011) checked how well a records-review system spots autism. They read school and clinic files instead of testing kids in person.

The goal was to see if paper records give a true count of ASD in the area.

02

What they found

The system was good at ruling kids in; almost every record labeled ASD truly was ASD. But it missed about four in ten children who really had autism.

This means the method gives a low, cautious number, not the full picture.

03

How this fits with other research

Prigge et al. (2013) extend the same idea. They added early-intervention and university charts and found every toddler the 2011 method had missed. The two papers agree: more record sources catch more cases.

Towle et al. (2009) did an earlier, smaller test using only early-intervention charts. Their count matched published rates, hinting that single-source reviews already run low—exactly what Nonkin later proved.

Lotfizadeh et al. (2020) look similar on paper but show a negative twist. Billing-code algorithms also miss lots of kids and wrongly label some non-ASD children. Together the studies warn: any paper-only hunt will under-count unless you add extra data sources.

04

Why it matters

If you help with district or state prevalence reports, treat records-review numbers as a floor, not a ceiling. Add early-intervention files and university eval logs before you lock the final count. And always tell stakeholders the real total is likely higher.

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Open the early-intervention database and cross-check it against your current ASD roster—add any missing names before the next report.

02At a glance

Intervention
not applicable
Design
other
Sample size
177
Population
autism spectrum disorder
Finding
mixed

03Original abstract

We conducted the first study that estimates the sensitivity, specificity, positive predictive value (PPV), and negative predictive value (NPV) of a population-based autism spectrum disorders (ASD) surveillance system developed at the Centers for Disease Control and Prevention. The system employs a records-review methodology that yields ASD classification (case versus non-ASD case) and was compared with classification based on clinical examination. The study enrolled 177 children. Estimated specificity (0.96, [CI(.95) = 0.94, 0.99]), PPV (0.79 [CI(.95) = 0.66, 0.93]), and NPV (0.91 [CI(.95) = 0.87, 0.96]) were high. Sensitivity was lower (0.60 [CI(.95) = 0.45, 0.75]). Given diagnostic heterogeneity, and the broad array of ASD in the population, identifying children with ASD is challenging. Records-based surveillance yields a population-based estimate of ASD that is likely conservative.

Journal of autism and developmental disorders, 2011 · doi:10.1007/s10803-010-1050-7