Assessment & Research

Embedding a functional analysis of compliance in small group instruction

Lloyd et al. (2017) · Behavioral Interventions 2017
★ The Verdict

A 5-minute FA baked into small-group reading pinned down an escape+tangible function and fixed non-compliance for one second-grader with ID.

✓ Read this if BCBAs who support elementary students with developmental disabilities in inclusion or resource rooms.
✗ Skip if Clinicians who only run full 30-minute FAs in separate therapy rooms.

01Research in Context

01

What this study did

Lloyd and team ran a 5-minute functional analysis right inside a second-grade reading group. One boy with intellectual disability kept refusing teacher requests. They tested three quick conditions: escape from work, access to toys, and attention from adults.

They rotated the conditions during regular small-group lessons. No extra room, no long pull-outs. The whole test took only 20 minutes across four school days.

02

What they found

Escape plus tangible access drove the boy's refusal. When work stopped and he got a toy for completing a task, compliance jumped to a large share. Pure escape or attention alone did little.

The teacher used the result to build a plan. Work-break plus small toy reward cut refusal to near zero for the rest of the semester.

03

How this fits with other research

McConnell et al. (2020) later used the same embed idea at the dentist. They found escape extinction plus graduated exposure cut disruption for autistic young adults. Both studies show you can test function in the real place instead of a clinic room.

Weyman et al. (2022) also used brief trial-based FAs during daily routines. Their ritual-interruption test took only minutes, like Lloyd's 5-minute cycles. Both papers prove short embedded FAs give clear answers.

Slocum et al. (2025) looked at escape behavior too, but in a lab-style RCT. They found differential positive reinforcement beats escape extinction at first. Lloyd's field test adds the classroom angle: find the function fast, then match the reward.

04

Why it matters

You can copy this tomorrow. Pick a learner who stalls during group work. Run 2-minute cycles of escape, tangible, and attention right at the kidney table. Use the winner to set a simple contingency: finish three problems, get 30 seconds with a fidget and a short break. No extra staff, no disruption to the lesson.

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→ Action — try this Monday

During the next small-group lesson, test three 2-minute conditions for the learner who refuses work; use the strongest result to set a work+toy+break contingency.

02At a glance

Intervention
functional analysis
Design
single case other
Sample size
1
Population
intellectual disability
Finding
positive

03Original abstract

Research on adaptations to standard functional analyses for use in classroom settings has increased in recent years. However, few studies have focused on procedural variations specific to assessing noncompliance in the context of academic instruction. In the current study, we trained a special education teacher to embed a functional analysis of compliance in small group instruction. The goal of the functional analysis was to identify an effective reinforcement contingency for compliance for a second grade student with an intellectual disability. Results suggested a combined escape + tangible contingency increased compliance to instructional prompts relative to other conditions. The functional analysis of compliance represents a variation on previous functional analyses of noncompliance with potential to increase ecological and social validity of assessment procedures for classroom settings.

Behavioral Interventions, 2017 · doi:10.1002/bin.1494